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Christopher Thomas Harrington

Stifel, Nicolaus & Company, Incorporated

Miami Beach, FL

Coral Gables, FL

New York, NY

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-05-26
PA RA APPROVED 2015-12-04
TX RA APPROVED 2015-12-04
  • NY RA
    APPROVED
    Since 2021-05-26
  • PA RA
    APPROVED
    Since 2015-12-04
  • TX RA
    APPROVED
    Since 2015-12-04

Branch Locations

2340 Collins Avenue Suite 200, Miami Beach, FL 33139 • United States

2333 Ponce Deleon Boulevard Suite 900, Coral Gables, FL 33134 • United States

1095 Avenue Of The Americas 3Rd & 4Th Floors, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company, Incorporated New York NY 12/2015 Present
Previous Registrations
  • 2009-01-21 → 2015-12-04
    Barclays Capital Inc.
    Chicago, IL
    New York, NY
    New York, NY
  • 2006-03-30 → 2008-10-15
    Lehman Brothers Inc.
    Chicago, IL
    Chicago, IL
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-03-29
  • S66 Uniform Combined State Law Examination
    2006-03-29
Other Names
  • Christopher Harrington

View on SEC IAPD

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