Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2008-06-09
TX RA APPROVED_RES 2008-06-06
  • FL RA
    APPROVED
    Since 2008-06-09
  • TX RA
    APPROVED_RES
    Since 2008-06-06

Branch Locations

4705 S Apopka Vineland Rd, Orlando, FL 32819 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Orlando FL 06/2008 Present
Bank Of America,Na Orlando FL 08/2010 Present
Previous Registrations
  • 2006-02-21 → 2008-06-26
    Orlando, FL
    New York, NY
    Orlando, FL
  • 1999-11-23 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Bay Hill, FL
Other Businesses

I*1808271 Entity Type: N?A Name of OBA: Rental Property 1 Address:Windermere, FL Investment Related:No Position, Title, Association:Sole owner Start Date:05/01/2024 No Hours: 30 Yearly No Hours during trading:0 Duties:N/A

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-11-18
  • S66 Uniform Combined State Law Examination
    1999-11-18

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Orlando, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor