John Joseph Asta

Employer firm

Gateway Wealth Partners, LLC CRD 322789

$2.28B regulatory AUM 50 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2013 → 07/2023
  Raymond James & Associates, Inc.
  Houston, TX
• 07/2023 → 04/2026
  Silver Oak Securities
  Missouri City, TX
• 04/2026 → Present
  Gateway Wealth Partners, Llc
  Appleton, WI
• 02/2023 → 04/2026
  Elevation Advisory Partners, Llc
  Missouri City, TX

Previous Registrations

• 2023-08-16 → 2026-05-05
  Elevation Advisory Partners Llc
  Missouri City, TX
• 2013-02-13 → 2023-08-08
  Raymond James & Associates, Inc.
  Houston, TX
  Houston, TX
• 2008-04-24 → 2013-02-13
  Morgan Keegan & Company, Llc
  Houston, TX
• 2007-01-12 → 2008-04-02
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Sugar Land, TX
• 2006-02-06 → 2007-01-23
  Ubs Financial Services Inc.
  Sugar Land, TX

Other Businesses

1) Elevation Advisory Partners,Is Investment Related,,Independent RIA,IAR,Branch office location, 2023-02-20,160 hours per month,140 hours per month during trading hours,Fee Based Compensation,IAR of an independent RIA 2) Open Road Wealth Management,Is Investment Related,,fixed insurance and annuity sales,Branch office location,Owner,2013-01-01,50 hours per month,50 hours per month during trading hours,Commission Compensation,fixed insurance and annuity sales 3) Villanova Univ. Mentor Program,Is Not Investment Related,"800 E. Lancaster Ave, , Villanova, PA, 19085, United States",mentor to college students,mentor,1/1/2021,10 hours per month,0 hours per month during trading hours,No Compensation Compensation,mentor to college students 4) Gateway Financial Partners; Investment-related; Missouri City, TX; Fixed Insurance; Insurance Agent; 5/1/2026; 5 hours/mo; 5 hours/trading; Insurance Sales.

Exams

• S66 Uniform Combined State Law Examination
  2006-02-03

Other Names

• John Joseph Asta
• John Joseph Asta
• John Asta