Carolina Victoria Rodriguez

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
• 02/2012 → Present
  Bank Of America, N.A.
  Miami, FL

Other Businesses

I*526283For profit or not for profit: Name of outside business organization: Rental Property 1Investment related: NAddress of business: Miami, Florida, 33131Nature of business: Position, title, association: Sole owner, Start date of relationship: 9/29/2021Number of hours devoted: 0 hour(s) YearlyNumber of hours devoted during trading hours: 0I*377054For profit or not for profit: Entity For ProfitName of outside business organization: CAROLINA RODRIGUEZ ART LLCInvestment related: NAddress of business: MIAMI, Florida, 33130Nature of business: ["Limited Liability Company"]Position, title, association: ["Officer","Owner"], Start date of relationship: 5/1/2022Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , MY HOBBIE IS TO BE AN ARTIST. I WORK WITH ACRYLIC ON CANVAS AND I DECIDED TO OPEN MY OWN LLC IN ORDER TO SELL MY PAINTINGS.I*77905For profit or not for profit: For-Profit OrganizationName of outside business organization: LATITUDE BUSINESS LLCInvestment related: NAddress of business:MIAMI, Florida 33131Nature of business: LLC,Position, title, association: Owner, Start date of relationship: 5/19/2014Number of hours devoted: 0 hour(s) AnnuallyNumber of hours devoted during trading hours: 0Duties: LLC CREATED TO HELD FAMILY REAL ESTATE PROPERTIES. I AM THE CO-OWNER WITH MY HUSBAND 50/50.I*84933FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: COYOC LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:MIAMI, FLORIDA 33131NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 42251NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: MY HUSBAND WILL TRANSFER 50% OF OWNERSHIP UNDER MY NAME, AND WILL HAVE 50% UNDER HIS NAME AND 50% UNDER MY NAME. THE CORPORATION WAS CREATED TO HELD FAMILY ASSETS, REAL ESTATE AND SECURITIES.I*76223FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: LATITUDE BRICKELL CENTRE LLCINVESTMENT RELATED: NADDRESS OF BUSINESS:MIAMI, FLORIDA 33130NATURE OF BUSINESS: LLC,POSITION, TITLE, ASSOCIATION: FAMILY HELD, START DATE OF RELATIONSHIP: 10/16/2014NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS IS A LLC CREATED FOR AN OPERATING COMPANY DEDICATED TO RENT OFFICES SPACES, BUSINESS CENTER AND ANSWERING PHONES. I ONLY HELD 50% OWNERSHIP AS A PASSIVE INVESTOR, THE OTHER 50% OWNERSHIP IS HELD UNDER MY HUSBAND'S NAME.I*510339For profit or not for profit: Entity For ProfitName of outside business organization: COYOC HPH LLCInvestment related: YAddress of business: MIAMI, Florida, 33130Nature of business: ["Limited Liability Company"]Position, title, association: ["Owner"], Start date of relationship: 7/30/2021Number of hours devoted: 0 hour(s) WeeklyNumber of hours devoted during trading hours: 0Duties: , OWNERSHIP ONLYI*1060304For profit or not for profit: Entity For ProfitName of outside business organization: WHITE TRINITA LLCInvestment related: NAddress of business: Miami, Florida, 33130Nature of business: ["Limited Liability Company"]Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 11/9/2022Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , THIS COMPANY WILL BE CREATED FOR ECOMMERCE PURPOSES I*1906289, Entity For Profit, ORIONIS BLUE LLC: Address: Miami, FL, 33130 Investment Related: No Position, Owner Employee Start Date: 07/10/2024 No Hours: 0 No Hours during trading: 0 Duties: I*1932315, Entity Type, Name of OBA: Rental Property 5, Address: Miami, FL, 33131, Investment Related: No, Position, Title, Association: Owner, Employee Start Date: 08/01/2024, No Hours: 0, No Hours during trading: 0, Duties:

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-04-24
• S63 Uniform Securities Agent State Law Examination
  2012-04-07

Other Names

• Carolina Chaves
• Carolina Rodriguez-Vargas
• Carolina Rodriguez