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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-01-05
FL RA APPROVED 2022-12-09
  • TX RA
    APPROVED_RES
    Since 2023-01-05
  • FL RA
    APPROVED
    Since 2022-12-09

Branch Locations

910 E Tarpon Ave, Tarpon Springs, FL 34689 • United States

7419 State Road 52, Bayonet Point, FL 34667 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayonet Point FL 11/2011 07/2017
Bank Of America, N.A. Bayonet Point FL 03/2012 07/2017
Independent Financial Group Clearwater FL 07/2017 04/2019
International Assets Advisory, Llc Tampa FL 04/2019 10/2020
International Assets Investment Management, Llc Tampa FL 04/2019 10/2020
World Financial Group Tampa FL 10/2020 Present
Transamerica Financial Advisors, Inc Tampa FL 02/2021 Present
Fortitude Financial Group Clearwater FL 08/2017 04/2018
Vital Guidance/Iaa Tampa FL 04/2018 10/2020
Pasco County Schools Shady Hills FL 11/2019 08/2021
Robert Hall Enterprises Hudson FL 04/2021 Present
United Health Group Dba United Healthcare Minnetonkwa MN 11/2017 08/2022
Mpowering America Henderson NV 08/2021 08/2022
Occasional Resale Of Season Tickets Hudson FL 08/2004 Present
Geico Lakeland FL 12/2021 02/2022
Pinnacle Financial Services Warminster PA 03/2022 08/2022
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bayonet Point FL 08/2022 Present
Bank Of America N.A. Bayonet Point FL 08/2022 Present
  • 11/2011 → 07/2017
    Bayonet Point, FL
  • 03/2012 → 07/2017
    Bank Of America, N.A.
    Bayonet Point, FL
  • 07/2017 → 04/2019
    Independent Financial Group
    Clearwater, FL
  • 04/2019 → 10/2020
    International Assets Advisory, Llc
    Tampa, FL
  • 04/2019 → 10/2020
    Tampa, FL
  • 10/2020 → Present
    World Financial Group
    Tampa, FL
  • 02/2021 → Present
    Transamerica Financial Advisors, Inc
    Tampa, FL
  • 08/2017 → 04/2018
    Fortitude Financial Group
    Clearwater, FL
  • 04/2018 → 10/2020
    Vital Guidance/Iaa
    Tampa, FL
  • 11/2019 → 08/2021
    Pasco County Schools
    Shady Hills, FL
  • 04/2021 → Present
    Robert Hall Enterprises
    Hudson, FL
  • 11/2017 → 08/2022
    United Health Group Dba United Healthcare
    Minnetonkwa, MN
  • 08/2021 → 08/2022
    Mpowering America
    Henderson, NV
  • 08/2004 → Present
    Occasional Resale Of Season Tickets
    Hudson, FL
  • 12/2021 → 02/2022
    Geico
    Lakeland, FL
  • 03/2022 → 08/2022
    Pinnacle Financial Services
    Warminster, PA
  • 08/2022 → Present
    Bayonet Point, FL
  • 08/2022 → Present
    Bank Of America N.A.
    Bayonet Point, FL
Previous Registrations
Other Businesses

Sales of insurance products and non-insurance products, part-time or full-time, for companies affiliated with Transamerica Financial Advisors, Inc. Robert Hall Enterprises | NOT INVESTMENT RELATED |12248 Ridgedale Dr, Hudson, FL- Florida 34669 | r.hall@tfaconnect.com | assist with bus docs | Consultant | START DATE: 4/1/2021 | 2HR/MO-0HR DURING TRADING | None daily occasional assistance with business documents/taxes. United Health Group DBA United HealthCare | NOT INVESTMENT RELATED | 9900 Bren Rd / E. MN008-T-615, Minnetonkwa, MN 55343 | https://www.uhc.com | Medicare/Medicaid options | Independent agent | START DATE:4/1/2017 | 2HR/MO-0HR DURING TRADING | Assist in annual enrollment and answer questions concerning coverage. MPOWERING AMERICA | NOT INVESTMENT RELATED | 2485 Village View Dr #109 Henderson, NV- Nevada 89074 | Debt Reduction Program | Independent Agent | https://www.mpoweringamerica.com | START DATE: 8/4/2021 | 10HR/MO-0HR DURING TRADING | Uncover debt when meeting with clients and potential clients. Pinnacle Financial Services / 0322-Present / Investment Related: No / 65 W Street Rd. Suite A-101 Warminster, PA 18974 / Sales Rep / Medicare Sales / Hrs. Work Monthly: 10 / Sec Trading Hrs: 0 / Provide Medicare options for new enrollees and clients that want to switch during open enrollment I*2593267, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: doordash, Address: San Francisco, California, 94107, Investment Related: N, Position, Title, Association: ["Employee"], Employee State Date: 07/08/2025, No Hours: 30 Weekly, No Hours during Trading: 0 Weekly, Duties: deliveries deliver food

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-28
  • S66 Uniform Combined State Law Examination
    2012-02-28
Other Names
  • Robert Clarence Hall
  • Rob Hall
  • Robert Clarence Hall
  • Robert C Hall
  • Robert C Hall
  • Robert C Hall

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