Elisa Dawn Schaum

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2013-11-19
TX	RA	APPROVED_RES	2013-01-30

MN RA
APPROVED

Since 2013-11-19
TX RA
APPROVED_RES

Since 2013-01-30

Branch Locations

3200 Main Street Nw Suite 300, Coon Rapids, MN 55448 • United States

Oak Grove, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Coon Rapids	MN	07/2006	03/2020
Ameriprise Financial Services, Llc	Coon Rapids	MN	03/2020	Present

07/2006 → 03/2020

Ameriprise Financial Services, Inc.

Coon Rapids, MN
03/2020 → Present

Ameriprise Financial Services, Llc

Coon Rapids, MN

Other Businesses

Business Ownership; Elisa Schaum Fused Glass Studio; Fused glass artist; Glass fused pieces (plates, bowls, etc); 22520 Zion Parkway NW, , Oak Grove, MN, 55005; Not Investment-Related; 08/01/2011; 1 to 9 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-03-29

S66 Uniform Combined State Law Examination

2002-03-29

Other Names

Elisa Dawn Wegenast
Elisa Dawn Borton
Elisa Dawn Borton

View on SEC IAPD