Paul Leander Keeton

Current Employers

Prospera Financial Services, Inc.

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2017-10-18

VA RA
APPROVED

Since 2017-10-18

Branch Locations

5429 Lbj Freeway Suite 750, Dallas, TX 75240 • United States

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Dorsey Wright & Associates	Richmond	VA	06/2000	10/2017
Prospera Financial Services Inc.	Dallas	TX	10/2017	Present

06/2000 → 10/2017

Dorsey Wright & Associates

Richmond, VA
10/2017 → Present

Prospera Financial Services Inc.

Dallas, TX

Previous Registrations

2003-01-21 → 2018-04-05

Nasdaq Dorsey Wright

Richmond, VA

Other Businesses

Single Track Solutions, LLC; Investment Related - No; 5100 New Kent Rd., Richmond, VA 23225; Consulting Services; Owner; 10/2017; 0 Hours Per Month, 0 During Trading Hours; Manager related duties of any.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-07-22

S66 Uniform Combined State Law Examination

2002-07-22

View on SEC IAPD

Current Employers

Prospera Financial Services, Inc.

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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