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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-02-18
MN RA APPROVED 2026-01-29
  • TX RA
    APPROVED
    Since 2026-02-18
  • MN RA
    APPROVED
    Since 2026-01-29

Branch Locations

302 East Howard Street Suite 113, Hibbing, MN 55746 • United States

1300 Godward Street Ne Suite 6650, Minneapolis, MN 55413 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey Slocum & Associates Minneapolis MN 05/2008 09/2016
Lincoln Financial Advisors Corporation White Bear Lake MN 09/2016 11/2022
Ryan Financial Group White Bear Lake MN 10/2016 Present
Commonwealth Financial Network Waltham MA 11/2022 01/2026
Cetera Investment Advisers Llc Schaumburg IL 01/2026 Present
Cetera Wealth Services, Llc El Segundo CA 01/2026 Present
  • 05/2008 → 09/2016
    Jeffrey Slocum & Associates
    Minneapolis, MN
  • 09/2016 → 11/2022
    Lincoln Financial Advisors Corporation
    White Bear Lake, MN
  • 10/2016 → Present
    Ryan Financial Group
    White Bear Lake, MN
  • 11/2022 → 01/2026
    Waltham, MA
  • 01/2026 → Present
    Schaumburg, IL
  • 01/2026 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
Previous Registrations
  • 2022-11-01 → 2026-01-30
    Minneapolis, MN
    Hibbing, MN
    Waltham, MA
  • 2016-12-21 → 2022-11-03
    Osaic Fa, Inc.
    Edina, MN
    White Bear Lake, MN
Other Businesses

1. NAME OF OTHER BUSINESS: YOUNG LIFE NORTHERN TWIN CITIES; INVESTMENT RELATED: NO; ADDRESS: SHOREVIEW, MN 55126; NATURE OF BUSINESS: RELIGIOUS; START DATE: 01/2012; POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE ORGANIZATION AND STAFF AND MANAGE/LEAD OTHER COMMITTEE MEMBERS; 2. NAME OF OTHER BUSINESS: NORTH OAKS GOLF CLUB; INVESTMENT RELATED: NO; ADDRESS: NORTH OAKS, MN 55127; NATURE OF BUSINESS: GOLF CLUB; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE GOLF CLUB; 3. NAME OF OTHER BUSINESS: RYAN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: CHIEF INVESTMENT OFFICER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: HELP LEAD THE FIRM AND OVERSEE INVESTMENT MANAGEMENT AND 401K CONSULTING. WORK WITH A NUMBER OF CLIENTS AND MEET WITH OTHER ADVISOR CLIENTS AS WELL;

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2016-12-12
S66 Uniform Combined State Law Examination 2002-06-10
  • S63 Uniform Securities Agent State Law Examination
    2016-12-12
  • S66 Uniform Combined State Law Examination
    2002-06-10
Designations

View on SEC IAPD

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