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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-02-18 |
| MN | RA | APPROVED | 2026-01-29 |
Branch Locations
302 East Howard Street Suite 113, Hibbing, MN 55746 • United States
1300 Godward Street Ne Suite 6650, Minneapolis, MN 55413 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jeffrey Slocum & Associates | Minneapolis | MN | 05/2008 | 09/2016 |
| Lincoln Financial Advisors Corporation | White Bear Lake | MN | 09/2016 | 11/2022 |
| Ryan Financial Group | White Bear Lake | MN | 10/2016 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2022 | 01/2026 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: YOUNG LIFE NORTHERN TWIN CITIES; INVESTMENT RELATED: NO; ADDRESS: SHOREVIEW, MN 55126; NATURE OF BUSINESS: RELIGIOUS; START DATE: 01/2012; POSITION/TITLE/RELATIONSHIP: COMMITTEE CHAIR; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE ORGANIZATION AND STAFF AND MANAGE/LEAD OTHER COMMITTEE MEMBERS; 2. NAME OF OTHER BUSINESS: NORTH OAKS GOLF CLUB; INVESTMENT RELATED: NO; ADDRESS: NORTH OAKS, MN 55127; NATURE OF BUSINESS: GOLF CLUB; START DATE: 04/2023; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: HELP OVERSEE THE GOLF CLUB; 3. NAME OF OTHER BUSINESS: RYAN FINANCIAL GROUP; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SECURITIES-RELATED DBA; START DATE: 10/2016; POSITION/TITLE/RELATIONSHIP: CHIEF INVESTMENT OFFICER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 40; BRIEF DESCRIPTION OF DUTIES: HELP LEAD THE FIRM AND OVERSEE INVESTMENT MANAGEMENT AND 401K CONSULTING. WORK WITH A NUMBER OF CLIENTS AND MEET WITH OTHER ADVISOR CLIENTS AS WELL;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-12-12 |
| S66 | Uniform Combined State Law Examination | 2002-06-10 |
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