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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-09-26
IL RA APPROVED 2020-05-13
  • TX RA
    APPROVED_RES
    Since 2022-09-26
  • IL RA
    APPROVED
    Since 2020-05-13

Branch Locations

30 S Wacker Drive Suite 2700, Chicago, IL 60606 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Insurance Company Deerfield IL 12/2001 02/2018
Park Avenue Securities, Llc Glenview IL 02/2018 04/2020
Guardian Life Insurance Company Glenview IL 02/2018 04/2020
Mass Mutual Life Insurance Company Chicago IL 02/2020 Present
Mml Investors Services, Llc Chicago IL 04/2020 Present
Hunken Ewing Financial Group Glenview IL 02/2018 04/2020
  • 12/2001 → 02/2018
    New York Life Insurance Company
    Deerfield, IL
  • 02/2018 → 04/2020
    Glenview, IL
  • 02/2018 → 04/2020
    Guardian Life Insurance Company
    Glenview, IL
  • 02/2020 → Present
    Mass Mutual Life Insurance Company
    Chicago, IL
  • 04/2020 → Present
    Chicago, IL
  • 02/2018 → 04/2020
    Hunken Ewing Financial Group
    Glenview, IL
Previous Registrations
Other Businesses

NAME: LARRY FRIEDMAN INV REL: Y ADDR: 30 S WACKER DRIVE, STE 2700, CHICAGO, IL 60606 NATURE: OUTSIDE INSURANCE POSITION: INSURANCE BROKER START: 03/01/2021 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 1 DUTIES: LIFE, DISABILITY

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-09
S63 Uniform Securities Agent State Law Examination 2002-10-08
  • S65 Uniform Investment Adviser Law Examination
    2006-05-09
  • S63 Uniform Securities Agent State Law Examination
    2002-10-08
Other Names
  • Larry S Friedman
  • Larry S Friedman
  • Lawrence S Friedman
  • Lawrence Friedman

View on SEC IAPD

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