Lori Suzanne Nadglowski

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2012 → 11/2018
  Lpl Financial
  Tampa, FL
• 03/2016 → 11/2018
  Independent Financial Partners
  Thonotosassa, FL
• 11/2018 → Present
  Principal Life Insurance Company
  Thonotosassa, FL
• 11/2018 → Present
  Principal Securities
  Thonotosassa, FL
• 12/2018 → Present
  Laurel Wealth Management
  Thonotosassa, FL

Previous Registrations

• 2016-03-16 → 2018-12-17
  Independent Financial Partners
  Thonotosassa, FL
• 2012-06-18 → 2016-02-01
  Wealth Advisors Of Tampa Bay
  Tampa, FL

Other Businesses

**Outside Insurance; Investment Related; Thonotosassa, FL; Agent; Fixed LI, Annuities, Health, LTC, DI; Start Date: 12/01/2018; 8 hrs per month; 8 during trading hours. **Tampa Gator Club; Not Investment Related; Tampa, FL; VP; ensure all board members are current member, welcoming new members, promote UFAA membership through outreach to UFAA members as well as recently expired UFAA Members, Communicate with other area alumni groups.; Start Date: 09/01/2020; 2 hrs per month; 0 during trading hours. **LAUREL WEALTH MANAGEMENT POSITION: Owner NATURE: Investor (LLC, LP, REIT) INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 12/05/2018 ADDRESS: 10909 Brigann Yard Way, Thonotosassa FL 33592, United States DESCRIPTION: Wealth management firm providing financial planning, brokerage services, investment advisory and insurance. **UNITED WAY SUNCOAST POSITION: Committee Chair Women United NATURE: Volunteer INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 10909 Brigann Yard Way, Thonotosassa FL 33592, United States DESCRIPTION: I am the Committee Chair for Women United, an affinity group for United Way Suncoast. The organization helps plan networking and volunteer events for Women United members. This is not a Board Member role.

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-05-24
• S63 Uniform Securities Agent State Law Examination
  2003-09-08

Designations

• Certified Financial Planner

Other Names

• Lori Lang