David R Faulkner

Current Employers

Spectrum Advisors, Inc.

2805 Dallas Parkway, Ste 200, Plano, TX 75093 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-03-02

TX RA
APPROVED

Since 2016-03-02

Branch Locations

2805 Dallas Parkway, Ste 200, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Spectrum Advisors, Inc.	Plano	TX	02/2016	Present

02/2016 → Present

Spectrum Advisors, Inc.

Plano, TX

Previous Registrations

2011-08-15 → 2016-02-17

Northwestern Mutual Investment Services, Llc

Dallas, TX

Allen, TX
2005-08-17 → 2011-01-18

Placemark Investments, Inc.

Addison, TX

Addison, TX

Other Businesses

1. NAME: SPECTRUM ADVISORS; INV RELATED:YES; ADDRESS:15301 SPECTRUM DRIVE, SUITE 115 ADDISON, TX 75001; NATURE:FINANCIAL PLANNING TO INCLUDE INSURANCE PRODUCTS. INVESTMENT, ALTERNATIVES. ETC.; POSITION: PARTNER; START DATE:2016; HOURS/MONTH:160; TRADING HOURS/MONTH:160; DUTIES: FINANCIAL PLANNING. 2. NAME:ADVISORS EXCEL ; INV RELATED:YES; ADDRESS:2950 SW MCCLURE ROAD TOPEK/KS 66614; NATURE:INSURANCE PRODUCTS OFFERED THROUGH AE. CREATIVE SERVICES PROVIDED BY AE; POSITIONilNSURANCE AGENT; START DATE:2017; HOURS/MONTH:40; TRADING HOURS/MONTH:40; DUTIES: INSURANCE SALES.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2011-06-26
S66	Uniform Combined State Law Examination	2002-04-04

S63 Uniform Securities Agent State Law Examination

2011-06-26
S66 Uniform Combined State Law Examination

2002-04-04

Designations

Other Names

David Russell Faulkner

View on SEC IAPD