Victoria Merwin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → Present
  Merrill Lynch, Pierce, Fenner & Smith Inc.
  Houston, TX
• 12/2009 → Present
  Bank Of America,Na
  Houston, TX

Other Businesses

I*43402 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NIGHT TRAIN INVESTMENT RELATED: N ADDRESS OF BUSINESS: 539 HEIGHTS BLVD, HOUSTON, TEXAS 77008 NATURE OF BUSINESS: SOLE PROPRIETORSHIP, POSITION, TITLE, ASSOCIATION: OTHER, BAND MEMBER START DATE OF RELATIONSHIP: 2/4/2006 NUMBER OF HOURS DEVOTED: 10 HOUR(S) QUARTERLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: I SING

Exams

• S66 Uniform Combined State Law Examination
  2002-03-27

Other Names

• Victoria Barnes