Henry Isaac Mondschein

Employer firm

Gwn Securities Inc. CRD 128929

$4.75B regulatory AUM 54 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 08/2017
  Park Avenue Securities Llc
  Longmeadow, MA
• 06/2015 → 06/2017
  Guardian Life Insurance Company
  Longmeadow, MA
• 06/2017 → Present
  Nationwide
  Stafford Springs, CT
• 09/2017 → 08/2019
  Nationwide Securities, Llc
  Columbus, OH
• 08/2019 → Present
  Gwn Securities, Inc.
  Palm Beach Gardens, FL

Other Businesses

Offers disability insurance through the Guardian/Berkshire, Mass Mutual and AIB Insurance Brokers. Spends 10 hrs/mo during trading hours. Not investment related. BOARD MEMBER TEMPLE BETH ISRAEL PRESERVATION SOCIETY POSITION: Board Member NATURE: The 501 c(3) organization was originally created to maintain the synagogue on its current site. It became state and National Registered a few years ago and other than builiding maintenance, the mission is to archive the family histories of the members of the synagogue while being a resource for Holocaust education in Eastern Connecticut. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2020 ADDRESS: 39 Killingly Dr, Danielson CT 06239, United States DESCRIPTION: I will be forwarding and uploading pictures with descriptions of my childhood. I will attend fundraisers and monthly meetings. CONNECT FINNACIAL GROUP LLC POSITION: Agent NATURE: DBA/Financial Services/Life Insurance and Annuities. INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 2 START DATE: 9/1/2022 ADDRESS: 30 Suffield St, Windsor Locks CT 06096, United States DESCRIPTION: Indexed Annuity and Life Products are more prevalent today. In the proper situation, I will recommend and sell these products to clients.. TRUE FREEDOM HOME CARE PLANS POSITION: Agent NATURE: Long Term Care home care hours plan. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 10/12/2021 ADDRESS: 30 Suffield St, Windsor Locks CT 06096, United States DESCRIPTION: I will look up a rate sheet and then show it to the client, but only after Long Term Care insurance is not an option. If they want it, I will complete the paperwork and have them submit payment for the service.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-12-11
• S63 Uniform Securities Agent State Law Examination
  2002-02-20