David S Pummel

Current Employers

Employment History

• 09/2020 → 07/2022
  Avantax Investment Services, Inc.
  Belle Fourche, SD
• 07/2022 → Present
  Mariner Wealth Advisors-Ic, Llc
  Overland Park, KS
• 01/2001 → 07/2022
  Avantax Planning Partners, Inc.
  Dubuque, IA
• 01/1984 → Present
  David Pummel & Associates
  Belle Fourche, SD
• 01/2002 → 09/2020
  Proequities, Inc.
  Belle Fourche, SD

Previous Registrations

• 2001-01-24 → 2022-07-07
  Avantax Planning Partners, Inc.
  Belle Fourche, SD

Other Businesses

1) DAVID PUMMEL & ASSOCIATES, LLP POSITION: MANAGING PARTNER NATURE: CERTIFIED PUBLIC ACCOUNTING INVESTMENT RELATED: NO HOURS: 200 INVESTMENT RELATED HOURS: 170 START DATE: 01/01/1981 ADDRESS: 1301 8TH AVENUE, BELLE FOURCHE SD 57717 DESCRIPTION: GENERAL PUBLIC ACCOUNTING 2) DP PROPERTIES, LLC POSITION: Member NATURE: Real Estate Rental INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2004 ADDRESS: 1301 8th Avenue, P.O. Box 278, Belle Fourche SD 57717, United States DESCRIPTION: Managing Member 3) OUR SAVORS LUTHERAN CHURCH POSITION: Treasurer NATURE: Sign checks. Present monthly financials to the church council INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 1022 State Street, Spearfish SD 57783, United States DESCRIPTION: Church Treasurer

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-01-07
• S65 Uniform Investment Adviser Law Examination
  2001-01-12