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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-02-28
  • TX RA
    APPROVED_RES
    Since 2002-02-28

Branch Locations

60 North Street, Hyannis, MA 02601 • United States

1471 Iyannough Road, Hyannis, MA 02601 • United States

West Yarmouth, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Hyannis MA 03/2000 Present
Other Businesses

Town of Yarmouth Finance Committee / 1146 Route 28 / South Yarmouth / United States / MA / 02664 / yarmouth.ma.us / Governmental Entity / / No / Yes / Joseph Goldstein, Chairman Finance Committee / Helping the committee with town budgeting for various town groups. Including schools, department of public works, library's, elder services, and others. member of the Finance committee. Not a director. No third party involvement. Strictly town involvement / I will be assisting the committee in reviewing budgets from various town departments and then making recommendations to the town selectman.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-04-20
S63 Uniform Securities Agent State Law Examination 1999-11-10
  • S66 Uniform Combined State Law Examination
    2000-04-20
  • S63 Uniform Securities Agent State Law Examination
    1999-11-10

View on SEC IAPD

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