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Peter Kevin Cunningham

LPl Financial LLC

Las Vegas, NV

CRD 4490202

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2022-01-18
  • NV RA
    APPROVED
    Since 2022-01-18

Branch Locations

Las Vegas, NV • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Hallandale Beach FL 05/2008 01/2022
Lpl Financial Las Vegas NV 01/2022 Present
  • 05/2008 → 01/2022
    Lpl Financial
    Hallandale Beach, FL
  • 01/2022 → Present
    Lpl Financial
    Las Vegas, NV
Previous Registrations
  • 2005-02-09 → 2008-06-03
    Banc Of America Investment Services, Inc.
    Los Angeles, CA
    Ft. Lauderdale, FL
    Fort Lauderdale, FL
  • 2002-06-26 → 2005-02-16
    Citigroup Global Markets Inc.
    North Miami Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-29
S63 Uniform Securities Agent State Law Examination 2002-04-08
  • S65 Uniform Investment Adviser Law Examination
    2002-04-29
  • S63 Uniform Securities Agent State Law Examination
    2002-04-08

View on SEC IAPD

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