Gina G Francisco

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-11-13
GA	RA	APPROVED	2018-08-22

FL RA
APPROVED

Since 2020-11-13
GA RA
APPROVED

Since 2018-08-22

Branch Locations

4726 Sw College Rd, Ocala, FL 34474 • United States

1211 N Westshore Blvd, Ste 200, Tampa, FL 33607 • United States

4374 W Newberry Rd, Gainesville, FL 32607 • United States

1409 E. Silver Springs Blvd, Ocala, FL 34470 • United States

480 Peachtree Industrial Blvd, Suwanee, GA 30024 • United States

5319 Atlanta Highway, Flowery Branch, GA 30542 • United States

6224 Sugarloaf Parkway, Duluth, GA 30097 • United States

22255 Buford Highway, Buford, GA 30518 • United States

11655 Medlock Bridge Road, Johns Creek, GA 30097 • United States

6515 Sugarloaf Pkwy, Duluth, GA 30097 • United States

2488 East Main Street, Snellville, GA 30078 • United States

108 Canton Rd, Cumming, GA 30040 • United States

78 N Broad St, Winder, GA 30680 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Cetera Investment Services Llc	St.CLoud	MN	05/2016	08/2018
Achieva Credit Union	Pinellas Park	FL	05/2016	08/2018
Cetera Investment Advisers Llc	Pinellas Park	FL	05/2016	08/2018
Lpl Financial Llc	Winder	GA	08/2018	Present
United Community Bank	Buford	GA	08/2018	11/2019
Renasant Bank	Winder	GA	08/2018	Present

05/2016 → 08/2018

Cetera Investment Services Llc

St.CLoud, MN
05/2016 → 08/2018

Achieva Credit Union

Pinellas Park, FL
05/2016 → 08/2018

Cetera Investment Advisers Llc

Pinellas Park, FL
08/2018 → Present

Lpl Financial Llc

Winder, GA
08/2018 → 11/2019

United Community Bank

Buford, GA
08/2018 → Present

Renasant Bank

Winder, GA

Previous Registrations

2016-06-22 → 2018-08-20

Cetera Investment Advisers Llc

Pinellas Park, FL
2011-10-11 → 2016-05-24

Lpl Financial Llc

Brooksville, FL

Dunnellon, FL

Homosassa, FL

Inverness, FL

Spring Hill, FL

New Port Richey, FL

Tampa, FL

Bradenton, FL

Spring Hill, FL

Birmingham, AL

Beverly Hills, FL

Clearwater, FL

Port Richey, FL

Palm Harbor, FL

Dunnellon, FL

Iverness, FL

Beverly Hills, FL

Sarasota, FL

Tampa, FL

Sun City, FL
2006-11-06 → 2011-10-11

Uvest Financial Services Group, Inc.

Port Richey, FL

Inverness, FL

Beverly Hills, FL

Dunnellon, FL

Homosassa, FL

Spring Hill, FL

Wesley Chapel, FL

New Port Richey, FL

New Port Richey, FL

Charlotte, NC

New Port Richey, FL

Spring Hill, FL

Brooksville, FL
2003-07-24 → 2006-11-02

Amsouth Investment Management Company Llc

Clearwater , FL
2003-03-04 → 2003-07-24

Amsouth Investment Services, Inc.

Hudson, FL

Hudson, FL

Trinity, FL

Port Richey, FL

New Port Richey, FL

Hudson, FL

Palm Harbor, FL

Other Businesses

1. 12/9/2019 - Renasant Financial Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/18/2019 - 40 Hours Per Month During Securities Trading. 2. 6/23/2020 - No Business Name - Investment Related - Reunion Fl 34773 - Real Estate Rental - Owner - Started 08/25/2016 - 1 Hour Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2002-04-05

S66 Uniform Combined State Law Examination

2002-04-05

Designations

Certified Financial Planner

Other Names

Gina F Winters
Gina F Winters
Gina Agness

View on SEC IAPD