Best Investors
Account
Sign in
LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-03-07 |
| TX | RA | APPROVED_RES | 2025-02-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 08/2001 | 01/2022 |
| Lighthouse Investment Group, Inc. | Marshfield | MA | 03/2003 | 01/2022 |
| Commonwealth Financial Network | Waltham | MA | 01/2022 | 02/2025 |
| Lighthouse Investment Group, Inc. | Marshfield | MA | 01/2022 | 04/2025 |
| Lpl Financial Llc | Marshfield | MA | 02/2025 | 04/2025 |
| Lighthouse Investment South Shore | Plympton | MA | 04/2025 | Present |
| Lpl Financial Llc | Plympton | MA | 04/2025 | Present |
1) 03/24/2025 - Lighthouse Investment South Shore - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/01/2025 - 200 Hrs/Mth - 8 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-01-17 |
Reach out to this advisor