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Dean Matthew Sylvester

LPl Financial LLC

Plympton, MA

CRD 4490143

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-03-07
TX RA APPROVED_RES 2025-02-28
  • MA RA
    APPROVED
    Since 2025-03-07
  • TX RA
    APPROVED_RES
    Since 2025-02-28

Branch Locations

Plympton, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commonwealth Financial Network Waltham MA 08/2001 01/2022
Lighthouse Investment Group, Inc. Marshfield MA 03/2003 01/2022
Commonwealth Financial Network Waltham MA 01/2022 02/2025
Lighthouse Investment Group, Inc. Marshfield MA 01/2022 04/2025
Lpl Financial Llc Marshfield MA 02/2025 04/2025
Lighthouse Investment South Shore Plympton MA 04/2025 Present
Lpl Financial Llc Plympton MA 04/2025 Present
Previous Registrations
Other Businesses

1) 03/24/2025 - Lighthouse Investment South Shore - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:04/01/2025 - 200 Hrs/Mth - 8 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-03-12
S63 Uniform Securities Agent State Law Examination 2002-01-17
  • S66 Uniform Combined State Law Examination
    2002-03-12
  • S63 Uniform Securities Agent State Law Examination
    2002-01-17
Other Names
  • Dean Matthew Sylvester
  • Dean Mathew Sylvester

View on SEC IAPD

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