Carlos Edward Barbosa

Current Employers

Horizon Investments Llc

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States

Current Registrations

Authority	Category	Status	Date
MA	RA	APPROVED	2017-01-30

MA RA
APPROVED

Since 2017-01-30

Branch Locations

Guilford, CT • United States

6210 Ardrey Kell Road Ste 300, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Horizon Investments Llc	Barrington	RI	12/2014	Present
Quasar Distributors, Llc	Barrington	RI	12/2015	Present

12/2014 → Present

Horizon Investments Llc

Barrington, RI
12/2015 → Present

Quasar Distributors, Llc

Barrington, RI

Previous Registrations

2012-06-05 → 2014-12-03

First Trust Advisors Lp

Wheaton, IL

Other Businesses

1.) Horizon Investments; Barrington, RI ; Investment Related; Started 12/03/2014; Sales; Wholesaler; Intermediary sales of investment products; 160 hours per month with 0 hours during securities trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2012-06-01
S63	Uniform Securities Agent State Law Examination	2002-02-26

S66 Uniform Combined State Law Examination

2012-06-01
S63 Uniform Securities Agent State Law Examination

2002-02-26

View on SEC IAPD