Jonathan Edward Michael

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Market timing

From the firm’s Form ADV. Read the guides:

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2011-07-01

MD RA
APPROVED

Since 2011-07-01

Branch Locations

Chester, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc	Fairfield	IA	07/2011	Present
Cambridge Investment Research Advisors, Inc	Fairfield	IA	07/2011	Present

07/2011 → Present

Cambridge Investment Research, Inc

Fairfield, IA
07/2011 → Present

Cambridge Investment Research Advisors, Inc

Fairfield, IA

Previous Registrations

2007-07-13 → 2011-07-01

Mml Investors Services, Llc

Columbia, MD

Annapolis, MD

Rockville, MD
2007-04-25 → 2007-06-26

Mml Investors Services, Llc

Rockville, MD
2006-10-20 → 2007-04-18

Northwestern Mutual Investment Services, Llc

Annapolis, MD

Annapolis, MD

Other Businesses

1) MCFARLIN INSURANCE AGENCY, 8325 GUILFORD RD, STE A, COLUMBIA, MD, 10/2008 AS INDEPENDENT INSURANCE AGENT SELLING/SERVICING HEALTH, LIFE, DISABILITY, & LTC PRODUCTS THROUGH VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 35 HR/WK - 35/TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 7/2011 AS ADVISORY REP OF A RIA. INV REL - 4 HR/WK - 1.25/TRADING. 3) PROSPECT PLANTATION WEST HOMEOWNERS ASSOCIATION INC, 311A PROSPECT BAY DR W, GRASONVILLE, MD, 11/2019. Committee Member, Golf Course, NIR, 2 HR/MO - 0 HR/MO TRADING. 4) WORLD INSURANCE INSURANCE ASSOCIATES DBA MCFARLIN INSURANCE AGENCY, 1600 Calvert Rd., Chester, MD 21619, Chester MD 21619, 10/2023, Insurance Broker, 1099 Contractor, NIR, 20 HR/MO - 20 HR/MO TRADING.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-10-19
S63	Uniform Securities Agent State Law Examination	2002-09-03

S65 Uniform Investment Adviser Law Examination

2006-10-19
S63 Uniform Securities Agent State Law Examination

2002-09-03

View on SEC IAPD