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5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-10-12 |
| TX | RA | APPROVED | 2017-10-12 |
Branch Locations
2091 Collier Corporate Parkway, St Charles, MO 63303 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lang & Associates | Florissant | MO | 06/2000 | Present |
| National Planning Corporation | Florissant | MO | 10/2007 | 10/2017 |
| Kestra Investment Services, Llc | St. Charles | MS | 10/2017 | Present |
| Kestra Advisory Services, Llc | St. Charles | MO | 10/2017 | Present |
Business Name: LKL PROPERTIES Investment Related: No Address: 2091 Collier Corporate Parkway St. Charles MO 63303 Nature of Business: Real Estate Position, Title or Relationship: Member Start Date: 4/1/2017 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: 1/3 owner of property, 1/3 responsible for loan on property Business Name: KESTRA ADVISORY SERVICES LLC Investment Related: Yes Address: 5707 SOUTHWEST PARKWAY, BUILDING 2, SUITE 400 AUSTIN TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 11/1/2011 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 41% - 50% (57 - 70 hours) Duties: Provide asset management to clients Business Name: Lang & Associates Financial Group Investment Related: Yes Address: 2091 Collier Corporate Parkway St. Charles MO 63303 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance; Investment Advisory services through Kestra Advisory Services, LLC; Tax/Accounting/CPA Position, Title or Relationship: Investment Advisor Representative Start Date: 6/1/2000 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Prepare personal & business tax returns and prepare monthly profit and loss statements for Accounting clients. Securities, wealth management, and insurance salesrofit and loss statements for Accounting clients Business Name: Vantage Credit Union Supervisory Committee Investment Related: Yes Address: 4020 Fee Fee Road Bridgeton MO 63044 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Community/Charitable/Civic Volunteer (Non-Leadership Position) Position, Title or Relationship: I would be a volunteer on the Supervisory committee. Start Date: 4/30/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: The supervisory committee meets monthly and reviews the audit reports that the outside CPA prepares for the credit union. I would assist with the reviews of the audit reports Business Name: ST. ELIZABETH ANN SETON CATHOLIC CHURCH POSI: Finance Committee member NOB: Board position (Board of Directors, Board of Trustees, etc.) INV REL: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2024 ADDRESS: 2 Seton Ct, St Charles MO 63303 DESC: As a committee member, I attend quarterly meetings where we review quarterly financial reports. Annually we review the budget for the upcoming year. As a committee we look for areas to improve the financial health of the parish and act as a sounding board for the pastor on large financial decisions.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-01-09 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-22 |
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