Best Investors Account Sign in
Claim This Profile
Employer firm

Columbia Management Investment Advisers, LLC CRD 108257

$502B regulatory AUM 142 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • ASSET LIABILITY MANAGEMENT, CREDIT ANALYSIS & ASSET ALLOCATION SVCS

From the firm’s Form ADV. Read the guides:

Current Employers
Columbia Management Investment Advisers, Llc

290 Congress Street, Boston, MA 02210 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2024-03-13
ND RA APPROVED 2023-09-25
SD RA APPROVED 2023-09-25
MN RA APPROVED 2023-09-22
WI RA APPROVED 2023-09-22
  • MT RA
    APPROVED
    Since 2024-03-13
  • ND RA
    APPROVED
    Since 2023-09-25
  • SD RA
    APPROVED
    Since 2023-09-25
  • MN RA
    APPROVED
    Since 2023-09-22
  • WI RA
    APPROVED
    Since 2023-09-22

Branch Locations

290 Congress Street, Boston, MA 02210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Columbia Management Group Boston MA 07/2005 Present
Columbia Management Advisors, Llc Boston MA 08/2005 Present
Tanner Tavern Woburn MA 05/2006 Present
Riversource Investments Minneapolis MN 05/2010 Present
Riversource Fund Distributors, Inc. Manhattan Beach CA 05/2010 Present
  • 07/2005 → Present
    Columbia Management Group
    Boston, MA
  • 08/2005 → Present
    Columbia Management Advisors, Llc
    Boston, MA
  • 05/2006 → Present
    Tanner Tavern
    Woburn, MA
  • 05/2010 → Present
    Riversource Investments
    Minneapolis, MN
  • 05/2010 → Present
    Riversource Fund Distributors, Inc.
    Manhattan Beach, CA
Previous Registrations
  • 2010-05-01 → 2023-09-20
    Minneapolis, MN
    Minneapolis, MN
    Minneapolis, MN
    Boston, MA
    Minneapolis, MN
  • 2005-09-02 → 2010-05-01
    Bofa Advisors, Llc
    Minneapolis, MN
    Hoboken, NJ
    Boston, MA
Other Businesses

Name of Activity: TDP Sport Cards & Memorabilia; Date Activity Started/Modified/Ended: 12/17/2025; Type of Activity: Field is Blank!; Role/Relationship: Owner/ Proprietor; Responsibilities: Buy/Sell Sport Cards and memorabilia; Total Hours Per Month: 0 - 20; Total Hours Per Month During Trading Hours: 0 - 20; Does this activity include providing investment advice, conducting securities trading or managing the assets of others? No; --- END ---

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-08-26
S63 Uniform Securities Agent State Law Examination 2003-04-29
  • S66 Uniform Combined State Law Examination
    2005-08-26
  • S63 Uniform Securities Agent State Law Examination
    2003-04-29

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Boston, MA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor