Scott Korn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2016 → Present
  Lpl Financial
  Newton, MA

Previous Registrations

• 2011-12-06 → 2016-02-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
  West Roxbury, MA
  Boston, MA
  Boston, MA
  Boston, MA
  Boston, MA
• 2010-12-22 → 2011-10-11
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA

Other Businesses

1)3/16/16-Kaplan Financial Services-DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- start date 2/22/16- 100%

Exams

• S66 Uniform Combined State Law Examination
  2010-12-21

Other Names

• Scott Christopher Korn
• Scott C Korn