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35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-04-01 |
Branch Locations
35 Pinelawn Road Suite 101E, Melville, NY 11747 • United States
111 Pine Street Suite 1215, San Francisco, CA 94111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pflueger & Baerwald Inc. | San Francisco | CA | 08/1999 | 03/2022 |
| Herold & Lantern Investments Inc | San Francisco | CA | 04/2022 | Present |
| Lantern Wealth Advisors | San Francisco | CA | 04/2022 | Present |
| Pflueger & Baerwald Inc | San Francisco | CA | 08/1999 | 03/2023 |
Frank A. Campini Foundation, 2930 Domingo Ave #1223, Berkeley CA 94705. Not investment related. I serve as President and Director of this charitable non-profit corporation. I receive compensation on an annual basis. I devote approximately 4 hours per week to this business, occasionally during securities trading hours. The primary activity of this Foundation is to provide grants to eligible non-profit organizations primarily based in the San Francisco Bay area. Lantern Wealth Advisors, LLC. Registered investment advisor representative. Investment Related. As of 04/2022. Located at 111 Pine St. San Francisco CA 94111. Approximately 10 hours per month during securities trading hours. Provide investment advisory solutions to wealth management clients. Pflueger & Baerwald. Non-investment related. Former President filed a BDW. 2930 Domingo Ave #1223, Berkeley CA 94705. Approximately 5 hours per month, occasionally during security trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-11 |
| S63 | Uniform Securities Agent State Law Examination | 2002-04-08 |
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