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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Avantax Investment Services, Inc. | Golden | CO | 11/2001 | 09/2025 |
| Avantax Advisory Services | Golden | CO | 01/2008 | 09/2025 |
| Golden Business & Financial Services Inc | Golden | CO | 01/2008 | Present |
| Golden Business & Financial Services Inc | Golden | CO | 01/2018 | Present |
| Cetera Wealth Services, Llc | Golden | CO | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) INTERVENTION INC POSITION: Director/Officer NATURE: Activity is a tax-exempt corporation providing various services to the Colorado State Courts, Probation Departments, Department of Corrections, and Department of Human Services and Victim Services. Funding is from federal, state, and city and county sources. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2003 ADDRESS: 12600 W Colfax Ave, #B410, Lakewood CO 80215, United States DESCRIPTION: As a director and secretary, I attend BOD meetings and provide counsel with respect to issues that management is dealing with, and vote on various matters that come before the board. 2) GOLDEN VISITORS CENTER POSITION: Director/Officer NATURE: Activity is a tax-exempt 501(c)(3) corporation that operates a center to welcome visitors, residents, businesses, and non-profit organizations to Golden, CO and the surrounding region by providing information on the history and public attractions of the area. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 1 START DATE: 01/01/1997 ADDRESS: 1010 Washington Ave, Golden CO 80401, United States. DESCRIPTION: As a director and treasurer, I attend BOD meetings and provide counsel with respect to issues that management is dealing with, and vote on various matters that come before the board. 3) GATEWAY STATION OWNERS ASSOCIATION POSITION: Director NATURE: The owners association (non-profit corporation) oversees the management of the residential and commercial units of the building complex, in which my personally owned office is located. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2015 ADDRESS: 1299 Washington Ave, Golden CO 80401, United States DESCRIPTION: As a director, I attend BOD meetings and provide counsel with respect to issues that management is dealing with, and vote on various issues that come before the board. 4) NIC SKORSKI RENTAL PROPERTY POSITION: Owner/Manager NATURE: Owns and rents commercial real estate. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2008 ADDRESS: 1299 Washington Ave, #260 & #270, Golden CO 80401, United States DESCRIPTION: Own and manage commercial real estate. 5) GOLDEN BUSINESS & FINANCIAL SERVICES INC POSITION: President/Owner NATURE: A firm providing tax planning and preparation and accounting services. INVESTMENT RELATED: No NUMBER OF HOURS: 167 SECURITIES TRADING HOURS: 104 START DATE: 01/01/2008 ADDRESS: 1299 Washington Ave, Unit 260, Golden CO 80401, United States DESCRIPTION: Tax planning and preparation, accounting, business counsel, IRS representation, and management of the firm.
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