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Ameriprise Financial Services, LLC CRD 6363
$660B regulatory AUM 124,349 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-12-07 |
| SC | RA | APPROVED | 2002-03-07 |
Branch Locations
27 Cleveland St Ste 103, Greenville, SC 29601 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Greenville | SC | 12/2001 | 03/2020 |
| Ameriprise Financial Services, Llc | Greenville | SC | 03/2020 | Present |
Board of Directors; Grace Episcopal Church; Treasurer; 711 McDuffie Street, , Anderson, SC, 29624; Investment-Related; 02/03/2020; 1 to 9 hours per month; 1 to 9 during trading hours / Anderson Emergency Kitchen; Treasurer; 1527 South Main Street, , Anderson, SC, 29624; Not Investment-Related; 01/15/2021; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-03-01 |
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