David Y Bubb

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2016 → Present
  Charles Schwab & Co., Inc
  Bethesda, MD
• 04/2016 → Present
  Charles Schwab Bank, Ssb
  Bethesda, MD

Previous Registrations

• 2015-09-11 → 2016-04-28
  Park Avenue Securities Llc
  Chevy Chase, MD
• 2009-07-28 → 2013-01-22
  Td Ameritrade, Inc.
  Potomac, MD
• 2009-07-28 → 2013-01-22
  Td Ameritrade Investment Management, Llc
  Bethesda, MD
• 2007-10-12 → 2009-03-13
  Pnc Wealth Management Llc
  Washington, DC
  Washington, DC
  Bethesda, MD
  Washington, DC
• 2006-01-03 → 2007-08-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC
• 2003-03-19 → 2005-03-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Washington, DC

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-11
• S66 Uniform Combined State Law Examination
  2003-03-11

Other Names

• David Y Bubb
• David Yong Soo Bubb