David Y Bubb

Charles Schwab & Co., Inc.

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Current Employers

Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2023-01-11
TX	RA	APPROVED_RES	2019-01-02

MD RA
APPROVED

Since 2023-01-11
TX RA
APPROVED_RES

Since 2019-01-02

Branch Locations

7401 Wisconsin Ave Suite 100, Bethesda, MD 20814-3400 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Charles Schwab & Co., Inc	Bethesda	MD	04/2016	Present
Charles Schwab Bank, Ssb	Bethesda	MD	04/2016	Present

04/2016 → Present

Charles Schwab & Co., Inc

Bethesda, MD
04/2016 → Present

Charles Schwab Bank, Ssb

Bethesda, MD

Previous Registrations

2015-09-11 → 2016-04-28

Park Avenue Securities Llc

Chevy Chase, MD
2009-07-28 → 2013-01-22

Td Ameritrade, Inc.

Potomac, MD
2009-07-28 → 2013-01-22

Td Ameritrade Investment Management, Llc

Bethesda, MD
2007-10-12 → 2009-03-13

Pnc Wealth Management Llc

Washington, DC

Washington, DC

Bethesda, MD

Washington, DC
2006-01-03 → 2007-08-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
2003-03-19 → 2005-03-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2015-09-11
S66	Uniform Combined State Law Examination	2003-03-11

S65 Uniform Investment Adviser Law Examination

2015-09-11
S66 Uniform Combined State Law Examination

2003-03-11

Other Names

David Y Bubb
David Yong Soo Bubb

View on SEC IAPD

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