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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-06-04 |
| CA | RA | APPROVED | 2021-07-21 |
| CT | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| LA | RA | APPROVED | 2021-07-21 |
| MT | RA | APPROVED | 2021-07-21 |
| NM | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Clarkston | WA | 12/2001 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Clarkston | WA | 05/2002 | 07/2021 |
| Montgomery Unlimited, Llc. | Clarkston | WA | 02/2005 | 07/2021 |
| St Joseph Hospital Foundation Board | Lewiston | ID | 10/2012 | 12/2016 |
| Montgomery Group Pllc | Clarkston | WA | 01/2013 | 07/2021 |
| Lpl Financial Llc | Clarkston | WA | 07/2021 | Present |
1) 08/26/2021 - WRI Investments - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 08/26/2021 - Crump/AofCP - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 2002 - 1 Hr/Mth 3) 06/12/2023 - Donald Montgomery - Investment Related - Clarkston, WA - Real Estate Rental - Owner - Start Date 04/15/2020 - 1 Hour Per Month/ 0 Hours Per Month 4) 06/12/2023 - Montgomery Group PLLC - Not Investment Related - Clarkston, WA - Business Entity For Tax/Investment Purposes Only - Owner - Start Date 02/19/2009 - 2 Hours Per Month/ 0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2002-05-16 |
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