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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2023-03-21 |
Branch Locations
2301 Rosecrans Ave Ste #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 11/2015 | Present |
| Cetera Advisors Llc | Denver | CO | 11/2015 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 11/2015 | Present |
| Cetera Investment Services Llc | Saint Cloud | MN | 11/2015 | Present |
| First Allied Securities, Inc. | San Diego | CA | 11/2015 | 09/2022 |
| Investors Capital Corp. | Lynnfield | MA | 11/2015 | 11/2016 |
| Legend Equities Corporation | Palm Beach Gardens | FL | 11/2015 | 12/2016 |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 11/2015 | 12/2019 |
| Girard Securities, Inc. | San Diego | CA | 11/2015 | 11/2017 |
| Vsr Financial Services, Inc. | Overland Park | KS | 11/2015 | 12/2016 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 03/2023 | Present |
1. NAME OF OTHER BUSINESS: MILAM PARK HOMEOWNERS ASSOCIATION INVESTMENT RELATED: NO ADDRESS: 325 COUNTRY CLUB DRIVE STE A STOCKBRIDGE GA NATURE OF BUSINESS: HOA BOARD START DATE: 02/2012 APX NUMBER OF HOURS PER WEEK: ONE APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: HOA PRESIDENT 2.NAME OF OTHER BUSINESS:I AM MILITARY, INC. INVESTMENT RELATED: NO ADDRESS: 114 BONAVENTURE PLACE. LOCUST GROVE, GA 33054 NATURE OF BUSINESS: WEBSITE IS BEING DEVELOPED TO PROVIDE SOCIAL NETWORKING FOR MILITARY PERSONNEL TO CONECT AND/OR RECONNECT START DATE: 01/01/2016 POSITION/TITLE/RELATIONSHIP: SECRETARY APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: DOCUMENTING MEETINGS REGARDING ORGANIZATIONAL STRUCTURE OF THE COMPANY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 1999-11-12 |
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