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John M. Borchers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Miamisburg, OH

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-04-20
OH RA APPROVED 2003-02-03
  • TX RA
    APPROVED
    Since 2007-04-20
  • OH RA
    APPROVED
    Since 2003-02-03

Branch Locations

10100 Innovation Dr, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Inc. Dayton OH 08/2001 Present
Bank Of America, Na Dayton OH 12/2009 Present
  • 08/2001 → Present
    Merrill Lynch, Pierce, Fenner & Smith Inc.
    Dayton, OH
  • 12/2009 → Present
    Bank Of America, Na
    Dayton, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2004-10-13
S66 Uniform Combined State Law Examination 2002-05-03
  • S63 Uniform Securities Agent State Law Examination
    2004-10-13
  • S66 Uniform Combined State Law Examination
    2002-05-03

View on SEC IAPD

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EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

JOSEPH SAMUEL ZAIDAIN
LAKSHYA ARORA
JOSEPH CARL FISHER
JONATHAN PAUL HLAVAC
LISA A BLOCK
DUANE JERROD GILLMAN
JAMES ROBERT ST.PIERRE
Wesley Gooding

Other Offices

SUMMIT FINANCIAL, LLC · MIAMISBURG, OH
EAGLE STRATEGIES LLC · MIAMISBURG, OH
STATE FARM INVESTMENT MANAGEMENT CORP. · West Carrollton, OH
EVERHART ADVISORS · Miamisburg, OH
W&S BROKERAGE SERVICES, INC. · Miamisburg, OH
FIFTH THIRD SECURITIES, INC. · MIAMISBURG, OH
EDWARD JONES · WEST CARROLLTON, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Dayton, OH

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