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Joseph John Morley

LPl Financial LLC

Cambridge, MN

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2017-11-29
  • MN RA
    APPROVED
    Since 2017-11-29

Branch Locations

245 S Main St, Cambridge, MN 55008 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America, Inc. Cambridge MN 07/2005 11/2017
Lpl Financial Llc Cambridge MN 11/2017 Present
  • 07/2005 → 11/2017
    Investment Centers Of America, Inc.
    Cambridge, MN
  • 11/2017 → Present
    Cambridge, MN
Previous Registrations
  • 2014-04-19 → 2017-12-06
    Investment Centers Of America, Inc.
    Ham Lake, MN
    Isanti, MN
    Cambridge, MN
    Cambridge, MN
    Aitkin, MN
    Forest Lake, MN
    Appleton, WI
Other Businesses

1. 12/25/2017 - North Star Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 12/01/2017 - 160 Hours Per Month / 160 Hours During Trading. 2. 12/13/2018 - LaviniaJayne LLC - Investment Related - 245 Main St S, Cambridge, MN 55008 - Real Estate Rental - Start Date: 05/01/2014 - 10 Hours Per Month/10 Hours During Securities Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-04-19
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S66 Uniform Combined State Law Examination
    2014-04-19
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22

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