Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-14 |
| IL | RA | APPROVED | 2023-01-19 |
Branch Locations
13355 Noel Rd Division - Texas South, Dallas, TX 75240 • United States
1033 Skokie Blvd, Northbrook, IL 60062 • United States
Antioch, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Chicago | IL | 08/2001 | 04/2021 |
| Rbc Capital Markets, Llc | Lake Forest | IL | 04/2021 | 12/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Northbrook | IL | 12/2022 | Present |
I*5514268, Entity Type: , Name of OBA: Bullpen Moms , Address: Antioch, Illinois, 60002, Investment Related: N, Position, Title, Association: Volunteer, Employee Start Date: 10/01/2026, No Hours: 50 Yearly, No Hours during Trading: 0 Yearly, Duties: Volunteer at the wiffleball tournament, volunteer at the various baseball camps, assist with planning and preparing for double headers. The Bullpen moms are a group of mother's that help the high school baseball team. We organize fundraisers, prepare lunches for double-headers, prepare snacks for away games, and assist the coaches when needed.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-06-19 |
Reach out to this advisor