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David Michael Huffman

Raymond James & Associates, Inc.

Ponte Vedra Beach, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-11-27
FL RA APPROVED 2013-11-18
  • TX RA
    APPROVED
    Since 2013-11-27
  • FL RA
    APPROVED
    Since 2013-11-18

Branch Locations

814 A1A North Suites 100 And 303, Ponte Vedra Beach, FL 32082 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associats Jacksonville FL 11/2013 Present
  • 11/2013 → Present
    Raymond James & Associats
    Jacksonville, FL
Previous Registrations
  • 2009-06-01 → 2013-11-26
    Morgan Stanley
    Ponte Vedra Beach, FL
    Jacksonville, FL
    Jacksonville, FL
    Ponte Vedra Beach, FL
    Valdosta, GA
    Jacksonville, FL
  • 2007-08-17 → 2009-06-01
    Citigroup Global Markets Inc.
    Ponte Vedra Beach, FL
  • 2004-08-02 → 2007-08-22
    A. G. Edwards & Sons, Inc.
    Jacksonville, FL
    Jacksonville, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-15
S63 Uniform Securities Agent State Law Examination 2002-02-22
  • S66 Uniform Combined State Law Examination
    2010-10-15
  • S63 Uniform Securities Agent State Law Examination
    2002-02-22

View on SEC IAPD

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