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Anthony G Schmidt

Morgan Stanley

Walnut Creek, CA

San Francisco, CA

Pleasanton, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2020-04-23
CA RA APPROVED 2011-12-09
  • TX RA
    APPROVED_RES
    Since 2020-04-23
  • CA RA
    APPROVED
    Since 2011-12-09

Branch Locations

1333 North California Boulevard Suite 133, Walnut Creek, CA 94596 • United States

555 California Street Pwm, San Francisco, CA 94104 • United States

Pleasanton, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Menlo Park, CA 12/2011 Present
Morgan Stanley Private Bank, National Association New York NY 01/2015 Present
  • 12/2011 → Present
    Morgan Stanley Smith Barney
    Menlo Park,, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, National Association
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-02-12
S63 Uniform Securities Agent State Law Examination 2002-04-15
  • S65 Uniform Investment Adviser Law Examination
    2003-02-12
  • S63 Uniform Securities Agent State Law Examination
    2002-04-15
Other Names
  • Anthony Gregory Schmidt

View on SEC IAPD

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Gerwin de Haan
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Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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