Anthony G Schmidt

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2011 → Present
  Morgan Stanley Smith Barney
  Menlo Park,, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2009-03-05 → 2011-12-20
  Ubs Financial Services Inc.
  San Francisco, CA
• 2005-09-20 → 2009-03-16
  Credit Suisse Securities (Usa) Llc
  San Francisco, CA
  San Francisco, CA
• 2005-01-11 → 2005-09-20
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  San Francisco, CA
• 2003-10-15 → 2005-03-03
  Avantax Advisory Services
  Richmond, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-02-12
• S63 Uniform Securities Agent State Law Examination
  2002-04-15

Other Names

• Anthony Gregory Schmidt