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Carolyn Marie Cannistraro

Wells Fargo Clearing Services, LLC

Melville, NY

Rye Brook, NY

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-10-29
  • NJ RA
    APPROVED
    Since 2020-10-29

Branch Locations

68 S Service Rd Ste 200 [C1-Rbo], Melville, NY 11747 • United States

243 S Ridge St, Rye Brook, NY 10573 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Na Eastchester NY 07/2007 09/2020
J.P. Morgan Securities Llc Eastchester NY 10/2012 09/2020
The Snow Companies Williamsburg VA 06/2014 12/2019
Wells Fargo Bank, Na Tarrytown NY 09/2020 Present
Wells Fargo Clearing Services, Llc Tarrytown NY 09/2020 Present
Previous Registrations
  • 2012-10-01 → 2020-09-17
    J.P. Morgan Securities Llc
    Eastchester, NY
    Scarsdale, NY
  • 2007-09-12 → 2012-10-01
    Chase Investment Services Corp.
    Eastchester, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-20
  • S66 Uniform Combined State Law Examination
    2002-05-20
Other Names
  • Carolyn Cannistraro
  • Carolyn Marie Cannistraro

View on SEC IAPD

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