Brandon Hedreen Roberts

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-08-22
WA	RA	APPROVED	2005-09-02

TX RA
APPROVED_RES

Since 2023-08-22
WA RA
APPROVED

Since 2005-09-02

Branch Locations

Snoqualmie, WA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Mass Mutual Life Insurance Company	Snoqualmie	WA	11/2001	Present
Mml Investors Services, Llc	Snoqualmie	WA	12/2001	Present

11/2001 → Present

Mass Mutual Life Insurance Company

Snoqualmie, WA
12/2001 → Present

Mml Investors Services, Llc

Snoqualmie, WA

Other Businesses

NAME: BRANDON ROBERTS INV REL: Y ADD: 7628 SNOWBERRY AVE SNOQUALMIE, WA 98065 NATURE: LIFE, HEALTH, DI, LTC POSITION: SALES, AGENT START DATE: 01/01/2009 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 0

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-08-01
S63	Uniform Securities Agent State Law Examination	2002-03-13

S65 Uniform Investment Adviser Law Examination

2005-08-01
S63 Uniform Securities Agent State Law Examination

2002-03-13

Other Names

Brandon Hereen Roberts

View on SEC IAPD