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Current Employers
Pnc Wealth Management Llc

300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2015-08-31
  • NJ RA
    APPROVED
    Since 2015-08-31

Branch Locations

1040 Route 70, Brick Township, NJ 08724 • United States

50 Chambers Bridge Road, Brick, NJ 08723 • United States

2205 Grand Central Avenue, Lavallette, NJ 08735 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Bank Pompton Plains NJ 06/2015 04/2017
Pnc Investments Llc Pompton Plains NJ 06/2015 04/2017
Pnc Investments Pittsburgh PA 05/2017 10/2017
Pnc Bank Randolph NJ 05/2017 10/2017
Pnc Investments Pittsburgh PA 10/2017 Present
  • 06/2015 → 04/2017
    Pnc Bank
    Pompton Plains, NJ
  • 06/2015 → 04/2017
    Pnc Investments Llc
    Pompton Plains, NJ
  • 05/2017 → 10/2017
    Pnc Investments
    Pittsburgh, PA
  • 05/2017 → 10/2017
    Pnc Bank
    Randolph, NJ
  • 10/2017 → Present
    Pnc Investments
    Pittsburgh, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-26
S63 Uniform Securities Agent State Law Examination 2002-05-03
  • S66 Uniform Combined State Law Examination
    2015-08-26
  • S63 Uniform Securities Agent State Law Examination
    2002-05-03
Other Names
  • Lisa Ann Holden

View on SEC IAPD

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