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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gordon Chow Cpa | Hacienda Heights | CA | 01/1986 | Present |
| Avantax Investment Services, Inc. | Hacienda Heights | CA | 08/1998 | 09/2025 |
| Gordon Chow, Co Trustee Of The Gilbert Younger Trust | Hacienda Heights | CA | 12/2014 | Present |
| Avantax Insurance Agency, Llc | Hacienda Heights | CA | 09/1999 | 09/2025 |
| Avantax Advisory Services | Hacienda Heights | CA | 12/1999 | 09/2025 |
| Cetera Wealth Services, Llc | Walnut | CA | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) First Chinese Baptist Church~'NIR'~2211 S. Hacienda Blvd, #206~Hacienda Heights~CA~91745~Church Pastor/Priest~Treasurer/Comptroller~1/1/1990~6hrs~0hrs~Financial reports, budgeting 2) Gordon Chow, CPA~'NIR'~2211 S. Hacienda , Blvd., #206~Hacienda Heights~CA~91745~Tax Preparation/Accounting~Tax Preparation/Accounting~8/1/1998~160hrs~150hrs~President and CEO 3) GPC Financial~'NIR'~2211 S. Hacienda Blvd., #206~Hacienda Heights~CA~91745~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1998~10hrs~0hrs~tax preparation/accounting 4) EZ8 Investments~'NIR'~2211 S. Hacienda Blvd., #206~Hacienda Heights~CA~91745~Rental Property Owner/Management~Partner/General Partner~1/1/1998~1hrs~0hrs~Monitor operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-23 |
| S63 | Uniform Securities Agent State Law Examination | 1998-09-16 |
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