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Gordon Pon Chow

Cetera Investment Advisers LLC

Walnut, CA

CRD 3110947

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Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-05
  • CA RA
    APPROVED
    Since 2025-09-05

Branch Locations

Walnut, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gordon Chow Cpa Hacienda Heights CA 01/1986 Present
Avantax Investment Services, Inc. Hacienda Heights CA 08/1998 09/2025
Gordon Chow, Co Trustee Of The Gilbert Younger Trust Hacienda Heights CA 12/2014 Present
Avantax Insurance Agency, Llc Hacienda Heights CA 09/1999 09/2025
Avantax Advisory Services Hacienda Heights CA 12/1999 09/2025
Cetera Wealth Services, Llc Walnut CA 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/1986 → Present
    Gordon Chow Cpa
    Hacienda Heights, CA
  • 08/1998 → 09/2025
    Avantax Investment Services, Inc.
    Hacienda Heights, CA
  • 12/2014 → Present
    Gordon Chow, Co Trustee Of The Gilbert Younger Trust
    Hacienda Heights, CA
  • 09/1999 → 09/2025
    Avantax Insurance Agency, Llc
    Hacienda Heights, CA
  • 12/1999 → 09/2025
    Avantax Advisory Services
    Hacienda Heights, CA
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Walnut, CA
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 1999-12-30 → 2025-09-05
    Avantax Advisory Services
    Walnut, CA
Other Businesses

1) First Chinese Baptist Church~'NIR'~2211 S. Hacienda Blvd, #206~Hacienda Heights~CA~91745~Church Pastor/Priest~Treasurer/Comptroller~1/1/1990~6hrs~0hrs~Financial reports, budgeting 2) Gordon Chow, CPA~'NIR'~2211 S. Hacienda , Blvd., #206~Hacienda Heights~CA~91745~Tax Preparation/Accounting~Tax Preparation/Accounting~8/1/1998~160hrs~150hrs~President and CEO 3) GPC Financial~'NIR'~2211 S. Hacienda Blvd., #206~Hacienda Heights~CA~91745~Tax Preparation/Accounting~Owner/Sole Proprietor~1/1/1998~10hrs~0hrs~tax preparation/accounting 4) EZ8 Investments~'NIR'~2211 S. Hacienda Blvd., #206~Hacienda Heights~CA~91745~Rental Property Owner/Management~Partner/General Partner~1/1/1998~1hrs~0hrs~Monitor operations

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-09-23
S63 Uniform Securities Agent State Law Examination 1998-09-16
  • S65 Uniform Investment Adviser Law Examination
    1999-09-23
  • S63 Uniform Securities Agent State Law Examination
    1998-09-16
Designations
  • Certified Financial Planner
Other Names
  • Gordon Pon Chow

View on SEC IAPD

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