Jimmy D Epley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/1997 → 10/2016
  Jd'S Tax & Financial Solutions
  Las Vegas, NV
• 09/2015 → 09/2025
  Avantax Investment Services, Inc.
  Las Vegas, NV
• 09/2015 → 09/2025
  Avantax Insurance Agency, Llc
  Las Vegas, NV
• 09/2015 → 09/2025
  Avantax Advisory Services
  Las Vegas, NV
• 01/1997 → 07/2020
  H&R Block
  Las Vegas, NV
• 12/2018 → 10/2020
  Church Of Scientology Nevada
  Las Vegas, NV
• 09/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 06/2020 → Present
  Jd'S Wealth Management Group, Llc Dba Jd'S Tax-Smart Wealth Mgmt
  Las Vegas, NV

Previous Registrations

• 2015-09-22 → 2025-09-05
  Avantax Advisory Services
  Las Vegas, NV
  Las Vegas, NV
• 2012-01-06 → 2015-09-28
  Transamerica Financial Advisors, Llc
  Las Vegas, NV
  Las Vegas, NV
• 2011-12-06 → 2012-01-06
  Investment Advisors International, Inc.
  Las Vegas, NV
• 2004-08-18 → 2011-12-02
  Avantax Advisory Services
  Las Vegas, NV

Other Businesses

1) NAME OF OTHER BUSINESS: JD'S WEALTH MANAGEMENT GROUP, LLC DBA JD'S TAX-SMART WEALTH MANAGEMENT; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: MARKETING; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: MANAGER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR MARKETING PURPOSES, OVERSEE TAX PREPARATION BUSINESS; 2) ACADEMY FOR LEARNING DBA APPLIED SCHOLASTICS ACADEMY LAS VEGAS POSITION: Vice-President NATURE: This is a non-profit private school. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 06/05/2021 ADDRESS: 7550 W. Alexander Road, Las Vegas NV 89129, DESCRIPTION: I as the Vice-President attend bi-monthly board meetings to help layout the structure and operation of the school. I do not receive compensation for this activity. I am not a signer on any accounts for this activity. 3) PINNACLE FINANCIAL SERVICES; POSITION: Licensed Medicare Agent NATURE: Advise and sell on Medicare Advantage and Medicare Supplemental Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/29/2021 ADDRESS: 65 W Street Rd, St. A-101, Warminster PA 18974, DESCRIPTION: Meeting with current investment clients to advise on their medicare benefits 4) NEVADA SOCIETY OF ENROLLED AGENTS POSITION: President NATURE: Education Society for Enrolled Agents INVESTMENT RELATED: No NUMBER OF HOURS: 7 SECURITIES TRADING HOURS: 4 START DATE: 09/01/2021 ADDRESS: 8440 W. Lake Mead Blvd, Ste 100, Las Vegas NV 89128, DESCRIPTION: Preside over the education meetings and attend quarterly board meetings 5) RAINBOW GARDENS WATER USERS ASSOCIATION POSITION: Secretary NATURE: Manage the use of the well water for the association. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/28/2021 ADDRESS: 5710 N Rainbow Blvd, Las Vegas NV 89130, United States DESCRIPTION: I take the minutes of the meetings as the secretary. 6) NAME OF OTHER BUSINESS: MOMENTUM LEGACY CAPITAL, LLC INVESTMENT RELATED: NO; ADDRESS: 8440 W. LAKE MEAD BLVD SUITE 100 LAS VEGAS, NV 89128; NATURE OF BUSINESS: REAL ESTATE HOLDING COMPANY; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER; APX NUMBER OF HOURS PER WEEK: 15; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HOLD AND MANAGE REAL ESTATE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2004-08-10
• S63 Uniform Securities Agent State Law Examination
  2002-04-16

Other Names

• Jimmy D Epley