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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-13 |
| CA | RA | APPROVED | 2010-05-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Capitola | CA | 05/2010 | Present |
(1) 09/04/2014 - FLORENCE G P SMITH TRUST DTD 09/29/2005 - ACT IN A FIDUCIARY CAPACITY - CAPITOLA, CA
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-22 |
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