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Richard Henry Alpert

Raub Brock Capital Management, LP

Larkspur, CA

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Current Employers
Raub Brock Capital Management, Lp

700 Larkspur Landing Circle Suite 240, Larkspur, CA 94939 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-02-25
TX RA APPROVED 2021-01-04
  • CA RA
    APPROVED
    Since 2025-02-25
  • TX RA
    APPROVED
    Since 2021-01-04

Branch Locations

700 Larkspur Landing Circle Suite 240, Larkspur, CA 94939 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raub Brock Capital Management, Lp Larkspur CA 11/2010 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-01-21
S63 Uniform Securities Agent State Law Examination 2002-07-24
  • S65 Uniform Investment Adviser Law Examination
    2004-01-21
  • S63 Uniform Securities Agent State Law Examination
    2002-07-24
Designations

View on SEC IAPD

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BROADWING CAPITAL ADVISORS, INC. · LARKSPUR, CA
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PMB ADVISORS · LARKSPUR, CA
STRATEGIC ADVISERS LLC · LARKSPUR, CA
EB FINANCIAL GROUP, LLC · LARKSPUR, CA
BEACON POINTE ADVISORS, LLC · Larkspur, CA
SHIRA RIDGE WEALTH MANAGEMENT · LARKSPUR, CA
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