James Clayton Baldwin

Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers

Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2026-01-30
CT	RA	APPROVED	2026-01-08
IL	RA	APPROVED	2026-01-08
TX	RA	APPROVED	2026-01-08
NC	RA	APPROVED	2018-05-24

FL RA
APPROVED

Since 2026-01-30
CT RA
APPROVED

Since 2026-01-08
IL RA
APPROVED

Since 2026-01-08
TX RA
APPROVED

Since 2026-01-08
NC RA
APPROVED

Since 2018-05-24

Branch Locations

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lasalle St. Securities, L.L.C.	Elmhurst	IL	03/1999	Present

03/1999 → Present

Lasalle St. Securities, L.L.C.

Elmhurst, IL

Other Businesses

Baldwin Brown Investment, L.L.C.- Personal Real Estate allocation of inherited capital and real estate (family members of rep are all the members of the LLC FIXED INSURANCE;

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2004-03-16

S63 Uniform Securities Agent State Law Examination

2004-03-16

Designations

Chartered Financial Analyst

View on SEC IAPD

Employer firm

Current Employers

Lasalle St. Investment Advisors, L.L.C.

Disclosures

Employment History

Other Businesses

Exams

Designations

Nearby Firms

Nearby Investors

Nearby Offices

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