David James Ansbro

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2001 → 07/2021
  Waddell & Reed, Inc.
  Raleigh, NC
• 11/2001 → 07/2021
  Various Insurance Carriers For W & R Insurance Agencies
  Cary, NC
• 08/2010 → 09/2020
  Liberty National Life Insurance Company
  Birmingham, AL
• 12/2019 → 07/2021
  Thorough Financial Group
  Cary, NC
• 02/2020 → 07/2021
  A La Carte
  Greensboro, NC
• 12/2019 → 07/2021
  Thorough Financial Group, Llc
  Cary, NC
• 07/2021 → Present
  Lpl Financial Llc
  Raleigh, NC

Previous Registrations

• 2002-03-28 → 2021-07-21
  Waddell & Reed
  Raleigh, NC
  Raleigh, NC
  Charlotte, NC
  Charleroi, PA
  Raleigh, NC

Other Businesses

1) 1/1/2020 - Thorough Financial Group, LLC / Other / Not Investment Related / 0HR/ MO / 5% / 2245 Gateway Access Point, Suite 200, Raleigh, NC 27607 2) 7/22/2021 - Thorough Financial Group / Non-Variable Insurance / Investment Related / 0HR / MO / 2245 Gateway Access Point, Suite 200, Raleigh, NC 27607 3)1/1/2020 - Thorough Financial Group, LLC / DBA for LPL Business (entity for LPL business) / 0HR / MO / 2245 Gateway Access Point, Suite 200, Raleigh, NC 27607

Exams

• S66 Uniform Combined State Law Examination
  2002-03-18

Designations

• Certified Financial Planner

Other Names

• David Ansbro