James Michael Richard

Current Employers

Employment History

• 09/2010 → 11/2021
  B. Riley Wealth Management
  Memphis, TN
• 11/2021 → 03/2026
  Great Point Capital Llc
  Chicago, IL
• 11/2021 → Present
  Quincy Wells Advisors, Llc
  Chicago, IL
• 03/2026 → Present
  Quincy Wells Capital, Llc
  Wooster, OH

Previous Registrations

• 2022-01-10 → 2026-03-26
  Quincy Wells Advisors, Llc
  Wooster, OH
  Chicago, IL
• 2021-11-08 → 2021-12-31
  Quincy Wells Advisors, Llc
  Chicago, IL
  Wooster, OH
• 2010-07-19 → 2021-09-02
  B. Riley Wealth Management
  Chicago, IL
  Wooster, OH
  Memphis, TN
  Wooster, OH
• 2010-07-01 → 2010-07-16
  Anderson & Strudwick, Incorporated
  Chicago, IL
• 2009-11-06 → 2010-07-07
  Jesup & Lamont Securities Corp
  Chicago, IL
• 2006-09-27 → 2009-11-10
  Harrisdirect Llc
  Jersey City, NJ
• 2005-05-09 → 2005-06-22
  Citicorp Investment Services
  Glendora, CA
• 2003-08-22 → 2003-11-14
  Morgan Stanley Dw Inc.
  Beverly Hls, CA

Other Businesses

Michael is the owner of Lee Road LLC., a building that rents space to a post office and a convenient store. The address of Lee Road LLC is 127 W. Front St. Killbuck Ohio 44673. The start date is 09/2017. He plans to spend 10-15 hours per month during normal trading hours and 30-40 hours per month outside of normal trading hours. This is not investment related.

Exams

• S66 Uniform Combined State Law Examination
  2002-07-03

Other Names

• Michael James Richard
• Michael James Richard