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Vincent Joseph Miles

Key Investment Services LLC

Brooklyn, OH

Albany, NY

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-09-16
  • NY RA
    APPROVED
    Since 2023-09-16

Branch Locations

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Albany, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Latham NY 10/2009 10/2016
Key Private Bank Albany NY 11/2016 Present
Key Investment Services Llc Brooklyn OH 05/2023 Present
  • 10/2009 → 10/2016
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Latham, NY
  • 11/2016 → Present
    Key Private Bank
    Albany, NY
  • 05/2023 → Present
    Key Investment Services Llc
    Brooklyn, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-11
S63 Uniform Securities Agent State Law Examination 2002-02-15
  • S66 Uniform Combined State Law Examination
    2023-09-11
  • S63 Uniform Securities Agent State Law Examination
    2002-02-15

View on SEC IAPD

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Other Offices

KEY INVESTMENT SERVICES LLC · BROOKLYN, OH
VICTORY CAPITAL MANAGEMENT INC. · Brooklyn, OH
LINCOLN INVESTMENT · PARMA, OH
INDEPENDENCE CAPITAL CO., INC. · PARMA, OH
LPL FINANCIAL LLC · PARMA, OH
OSAIC WEALTH, INC. · PARMA, OH
CETERA INVESTMENT ADVISERS LLC · CLEVELAND, OH
THE HUNTINGTON INVESTMENT COMPANY · Cleveland, OH

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