Best Investors Account Sign in

Andrew B Strauss

Ubs Financial Services Inc.

Milford, CT

Weehawken, NJ

CRD 4487167

Claim This Profile
Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2013-03-18
  • NJ RA
    APPROVED
    Since 2013-03-18

Branch Locations

Milford, CT • United States

Lincoln Harbor 1000 & 1200 Lincoln Harbor Blvd, Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Weehawken NJ 02/2013 Present
  • 02/2013 → Present
    Ubs Financial Services
    Weehawken, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-03-15
S63 Uniform Securities Agent State Law Examination 2004-05-24
  • S66 Uniform Combined State Law Examination
    2013-03-15
  • S63 Uniform Securities Agent State Law Examination
    2004-05-24
Other Names
  • Andrew Strauss
  • Andrew Brenden Strauss

View on SEC IAPD

More in Milford, CT

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor