Cherie D Putman

Employer firm

Putman Capital Management, Inc. CRD 135995

$15.9M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Putman Capital Management, Inc.

3625 Del Amo Blvd Suite 120, Torrance, CA 90503 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-11-19
CA	RA	APPROVED	2005-09-26

TX RA
APPROVED_RES

Since 2018-11-19
CA RA
APPROVED

Since 2005-09-26

Branch Locations

3625 Del Amo Blvd Suite 120, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
1St Global Capital Corp	Hermosa Beach	CA	01/2002	11/2018
Cherie D. Putman Cpa	Hermosa Beach	CA	01/1995	Present
1St Global Insurance Services	Hermosa Beach	CA	09/2004	11/2018
Putman Capital Management, Inc.	Hermosa Beach	CA	06/2005	Present
1St Global Advisors, Inc.	Hermosa Beach	CA	04/2002	11/2018

01/2002 → 11/2018

1St Global Capital Corp

Hermosa Beach, CA
01/1995 → Present

Cherie D. Putman Cpa

Hermosa Beach, CA
09/2004 → 11/2018

1St Global Insurance Services

Hermosa Beach, CA
06/2005 → Present

Putman Capital Management, Inc.

Hermosa Beach, CA
04/2002 → 11/2018

1St Global Advisors, Inc.

Hermosa Beach, CA

Previous Registrations

2002-04-11 → 2018-11-16

1St Global Advisors Inc

Torrance, CA

Other Businesses

1) JOHN MODESTI,INC POSITION: FINANCIAL/ACCOUNTING/CFO/BOARD MEMBER NATURE: AUTO REPAIR INVESTMENT RELATED: Yes NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1988 ADDRESS: Culver City CA 90230, United States DESCRIPTION: Financial and Accounting aspects of the business 2) MEDICAL INSURANCE SALES - MULTIPLE CARRIERS POSITION: AGENT NATURE: Anthem Blue Cross, Aetna INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2010 DESCRIPTION: REVIEW OF MEDICAL INSURANCE NEEDS AND POLICIES AND MEDICAL INSURANCE SALES. 3) J. AND C. M. REVOCABLE LIVING TRUST POSITION: Successor Trustee NATURE: Revocable Trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 09/30/1986 ADDRESS: Torrance CA 90503, United States DESCRIPTION: SUCCESSOR TRUSTEE 4) PUTNAM FINANCIAL GROUP POSITION: DBA NATURE: CPA FIRM AND FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2012 ADDRESS: Hermosa Beach CA 90254, United States DESCRIPTION: DBA/Marketing Name. PUTMAN FINANCIAL GROUP 5) CHERIE D. PUTMAN CPA POSITION: OWNER NATURE: CPA firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/1995 DESCRIPTION: CPA firm 6) PLATINUM COMMUNICATIONS MULTIMEDIA CABLE SPECIALIST, INC POSITION: FINANCIAL/ACCOUNTING/CFO/SHAREHOLDER NATURE: COMMUNICATIONS INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 02/01/2001 ADDRESS: Redondo Beach CA , United States DESCRIPTION: Financial and Accounting aspects of the business 7) WOMEN'S WELLNESS AND WEALTH POSITION: Founder NATURE: Resource/social group targeting women in support of healthy lifestyles and financial lives. INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2017 ADDRESS: 3528 Torrance Blvd, Suite 219, Torrance CA 90503, United States DESCRIPTION: Founder and organizer of group. Responsible for content, marketing and organization of group meetings, webcasts.