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Empower Advisory Group, LLC CRD 112058
$195B regulatory AUM 24 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-09 |
Branch Locations
8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Principal Life Insurance Co | Des Moines | IA | 09/2004 | 02/2024 |
| Empower Financial Services, Inc | Greenwood Village | CO | 04/2024 | Present |
| Empower Advisory Group, Llc | Greenwood Village | CO | 04/2024 | Present |
| Principal Securities Inc | Des Moines | IA | 09/2004 | 02/2024 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-06-16 |
| S63 | Uniform Securities Agent State Law Examination | 2002-02-11 |
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