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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2017-03-13 |
| CA | RA | APPROVED | 2013-08-26 |
Branch Locations
300 E Esplanade Dr. 9Th Floor, Oxnard, CA 93036 • United States
831 State St Ste 200, Santa Barbara, CA 93101-3227 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Santa Barbara | CA | 08/2013 | Present |
1. 12/8/2013: Shalhoub Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/01/2017 - 40 Hours Per Month/35 Hours During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-04-04 |
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