Best Investors Account Sign in

Corey M Klein

J.P. Morgan Securities LLC

Winnetka, IL

Claim This Profile
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-11-21
TX RA APPROVED 2025-11-21
  • IL RA
    APPROVED
    Since 2025-11-21
  • TX RA
    APPROVED
    Since 2025-11-21

Branch Locations

791 Elm St, Floor 2, Winnetka, IL 60093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Evanston IL 07/2005 Present
J.P. Morgan Securities Llc Evanston IL 09/2025 Present
Previous Registrations
  • 2007-03-20 → 2007-10-30
    Chase Investment Services Corp.
    Chicago, IL
  • 2005-07-06 → 2005-07-11
    Chase Investment Services Corp.
    Chicago, IL
  • 2003-05-19 → 2005-07-06
    Banc One Securities Corporation
    Glenview , IL
  • 2002-02-25 → 2002-07-01
    Ameriprise Financial Services, Llc
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-21
  • S66 Uniform Combined State Law Examination
    2025-11-21
Other Names
  • Corey Matthew Klein

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
EASTGATE CAPITAL ADVISORS LLC
PILOT ASSET MANAGEMENT LLC
ROBERT W. BAIRD & CO. INCORPORATED
CHARLES SCHWAB & CO., INC.
RAIL-SPLITTER CAPITAL MANAGEMENT LLC
VAN AKE CAPITAL LLC
WARBERG ASSET MANAGEMENT LLC

Other Investors

Brian K Nourbash
ALEXANDRIA M SZAFRANSKI
Jason C Anderson
YOAV SHARON
Keeley S. Kandziora
John Michael Bulgarelli
Joshua Bailey
Mary O. Boesen

Other Offices

J.P. MORGAN SECURITIES LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
EASTGATE CAPITAL ADVISORS LLC · WINNETKA, IL
PILOT ASSET MANAGEMENT LLC · WINNETKA, IL
LPL FINANCIAL LLC · WINNETKA, IL
ROBERT W. BAIRD & CO. INCORPORATED · WINNETKA, IL
CHARLES SCHWAB & CO., INC. · Winnetka, IL
RAIL-SPLITTER CAPITAL MANAGEMENT LLC · WINNETKA, IL

More in Winnetka, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor